List Recognizes Firms Offering Creative Ways to Advise Clients and Help Navigate Their Financial Lives
ENGLEWOOD CLIFFS, N.J., October 6, 2021 – CNBC, First in Business Worldwide, today announced the 2021
From job loss to nearly depleted retirement accounts, the coronavirus pandemic saw much of the population struggle with their finances. As a result, many people decided to seek help from a financial professional to get them back on track. While the aftershock of the pandemic lingers, it has forced many to reevaluate their lives and take charge of the uncertainty.
The list was selected from more than 700 qualifying firms using a proprietary methodology developed by CNBC in partnership with data provider AccuPoint Solutions. The analysis started with an initial list of more than 38,000 registered investment advisory firms. Categories in the methodology include: assets under management, number of investment advisors registered with the firm, compliance records and total accounts under management, among others. CNBC and AccuPoint Solutions determined the weighting for each category, further refining and ranking the firms, ultimately creating the list of CNBC FA 100. All of the data collected from the RIAs was information culled from the firm’s filings with the Securities and Exchange Commission. The complete methodology can be found
CNBC revealed the list across the network’s platforms and will have special coverage throughout Business Day programming and on CNBC Digital. CNBC.com’s special report,
Following are the top ten 2021 CNBC FA 100:
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
For more information regarding the CNBC FA 100, visit
Follow @CNBC on Twitter and join the conversation using #FA100.
About CNBC:
CNBC is the recognized world leader in business news, providing real-time financial market coverage, business content and general news consumed by more than 547 million people per month across all platforms. The network’s 15 live hours a day of news programming in North America (weekdays from 5:00 a.m. – 8:00 p.m. ET) is produced at CNBC’s global headquarters in Englewood Cliffs, N.J., and includes reports from CNBC News bureaus worldwide. CNBC at night features a mix of new reality programming, CNBC’s highly successful series produced exclusively for CNBC and a number of distinctive in-house documentaries.
CNBC also offers content through its vast portfolio of digital products such as: CNBC.com, which provides financial market news and information to CNBC’s investor audience; CNBC Make It, a digital destination focused on making you smarter about how you earn, save and spend your money; CNBC PRO, a premium service that provides in-depth access to Wall Street; a suite of CNBC mobile apps for iOS and Android devices; Amazon Alexa, Google Assistant and Apple Siri voice interfaces; and streaming services including Apple TV, Roku, Amazon Fire TV, Android TV and Samsung Smart TVs. To learn more, visit
Members of the media can receive more information about CNBC and its programming on the NBCUniversal Media Village Web site at http://www.nbcumv.com/programming/cnbc. For more information about NBCUniversal, please visit http://www.NBCUniversal.com.
